Filing Details

Accession Number:
0000899243-21-031991
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-06 20:34:50
Reporting Period:
2021-08-06
Accepted Time:
2021-08-06 20:34:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527469 Athene Holding Ltd ATH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032681 J Marc Rowan C/O Athene Holding Ltd. Second Floor,
Washington House, 16 Church Street
Hamilton D0 HM 11
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Disposition 2021-08-06 527 $67.66 5,410 No 4 S Direct
Class A Common Shares Disposition 2021-08-06 42,151 $67.66 432,261 No 4 S Indirect See Footnote
Class A Common Shares Disposition 2021-08-06 14,194 $67.66 145,556 No 4 S Indirect See Footnote
Class A Common Shares Disposition 2021-08-06 30,483 $67.66 312,607 No 4 S Indirect See Footnote
Class A Common Shares Disposition 2021-08-06 1,494 $67.66 15,317 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares 681,075 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.26 to $67.96, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Includes Class A common shares, par value $0.001 (the "Class A Shares"), of the Issuer that were previously held by AP Alternative Assets, L.P. and MJR Foundation AC LLC, that were distributed by each of them in an in-kind pro rata distribution without a change in pecuniary interest.
  3. By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.
  4. By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.
  5. By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.
  6. By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.
  7. By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. The 681,075 Class A Shares were received in an in-kind contribution directly and indirectly by Mr. Rowan and entities and trusts in which he has a pecuniary interest without any change in pecuniary interest by Mr. Rowan or the entities or trusts that made such contribution.