Filing Details
- Accession Number:
- 0001593968-21-001945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-06 16:45:06
- Reporting Period:
- 2021-08-06
- Accepted Time:
- 2021-08-06 16:45:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594281 | John Hakopian | 200 Crescent Court Ste 1400 Dallas TX 75201 | President, Ffa | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-06 | 5,000 | $7.50 | 38,686 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-08-06 | 5,000 | $7.50 | 43,686 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-06 | 5,000 | $25.04 | 38,686 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-08-06 | 5,000 | $25.04 | 33,686 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2021-08-06 | 5,000 | $0.00 | 5,000 | $7.50 |
Common Stock | Option (right to buy) | Disposition | 2021-08-06 | 5,000 | $0.00 | 5,000 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,193 | 2012-10-25 | 2021-10-25 | No | 4 | M | Direct |
16,193 | 2012-10-25 | 2021-10-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 806,842 | Indirect | Family Trust |
Footnotes
- Option exercise price.