Filing Details
- Accession Number:
- 0001127602-11-015528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 13:35:44
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 13:35:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319653 | Keith Trent | 526 S. Church Street Charlotte NC 28202 | Grpexec&Pres-Commer Businesses | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-05 | 12,700 | $17.72 | 46,379 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 17,358 | $18.75 | 29,021 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-05 | 12,700 | $0.00 | 12,700 | $17.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-07-01 | 2012-07-01 | No | 4 | M | Direct |
Billionaire Hedge Funds
