Filing Details
- Accession Number:
- 0000899243-21-031796
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-05 17:41:01
- Reporting Period:
- 2021-08-03
- Accepted Time:
- 2021-08-05 17:41:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1850838 | Omega Therapeutics Inc. | OMGA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222012 | Noubar Afeyan | C/O Omega Therapeutics, Inc. 20 Acorn Park Drive Cambridge MA 02140 | Yes | No | Yes | No | |
1400240 | Flagship Pioneering Inc. | 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1716926 | Flagship Pioneering Fund Vi, L.p. | 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1724957 | Flagship Pioneering Fund Vi General Partner Llc | 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1761283 | Flagship Pioneering Special Opportunities Fund Ii, L.p. | 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1780951 | Nutritional Health Ltp Fund General Partner Llc | 55 Cambridge Parkway, Suite 800 Cambridge MA | No | No | Yes | No | |
1780956 | Nutritional Health Ltp Fund, L.p. | 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1826217 | Flagship Pioneering Special Opportunities Fund Ii General Partner Llc | 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1860059 | Fpn General Partner Llc | General Partner, Llc 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No | |
1860062 | Fpn, L.p. | General Partner, Llc 55 Cambridge Parkway, Suite 800 Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-03 | 1,088,470 | $0.00 | 1,088,470 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 5,896,386 | $0.00 | 5,896,386 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 8,396,825 | $0.00 | 8,396,825 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 220,588 | $17.00 | 8,617,413 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 970,588 | $0.00 | 970,588 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 4,852,943 | $0.00 | 4,852,943 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 661,764 | $17.00 | 5,514,707 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 1,323,529 | $0.00 | 1,323,529 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2021-08-03 | 294,117 | $17.00 | 1,617,646 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2021-08-03 | 4,112,000 | $0.00 | 1,088,470 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2021-08-03 | 22,275,232 | $0.00 | 5,896,386 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2021-08-03 | 27,388,000 | $0.00 | 7,249,767 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2021-08-03 | 3,000,000 | $0.00 | 794,118 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-08-03 | 2,666,667 | $0.00 | 705,882 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-08-03 | 666,667 | $0.00 | 176,470 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-08-03 | 13,333,333 | $0.00 | 3,529,413 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-08-03 | 3,333,333 | $0.00 | 882,353 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2021-08-03 | 1,666,667 | $0.00 | 441,176 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2021-08-03 | 5,000,000 | $0.00 | 1,323,530 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2021-08-03 | 1,666,666 | $0.00 | 441,176 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,197,059 | Indirect | See Footnotes |
Footnotes
- The shares of Issuer's preferred stock have no expiration date and are convertible at the holder's election into Issuer's common stock at a conversion ratio of 1-to-0.264706. The preferred stock will automatically convert into shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering.
- Represents shares held directly by Flagship V VentureLabs Rx Fund, L.P. ("Flagship Fund V Rx").
- Represents shares held directly by Flagship Ventures Fund V, L.P. ("Flagship Fund V").
- Represents shares held directly by Flagship Pioneering Fund VI, L.P. ("Flagship Pioneering VI").
- Represents shares held directly by Nutritional Health LTP Fund, L.P. ("Nutritional LTP").
- Represents shares held directly by Flagship Pioneering Special Opportunities Fund II, L.P. ("Flagship Opportunities Fund II")
- Represents shares held directly by FPN, L.P. ("FPN Fund").
- Represents shares held directly by Flagship VentureLabs V, LLC ("VentureLabs V").
- Flagship Fund V is a member of VentureLabs V. VentureLabs V Manager LLC ("VentureLabs V Manager") is the manager of VentureLabs V. Flagship Pioneering, Inc. ("Flagship Pioneering") is the manager of VentureLabs V Manager. The General Partner of Flagship Fund V and Flagship Fund V Rx is Flagship Ventures Fund V General Partner LLC ("Flagship V GP"). The General Partner of Flagship Pioneering VI is Flagship Pioneering Fund VI General Partner LLC ("Flagship Pioneering VI GP"). The General Partner of Flagship Opportunities Fund II is Flagship Pioneering Special Opportunities Fund II General Partner LLC ("Flagship Opportunities Fund II GP").
- (continued from above) The general partner of FPN Fund is FPN General Partner LLC ("FPN GP"). The manager of Flagship Pioneering VI GP, Flagship Opportunities Fund II GP, and FPN GP is Flagship Pioneering. The general partner of Nutritional LTP is Nutritional Health LTP Fund General Partner LLC ("Nutritional LTP GP" and, together with VentureLabs V Manager, Flagship Pioneering, Flagship V GP, Flagship Pioneering VI GP, Flagship Opportunities Fund II GP and FPN GP, the "Flagship General Partners").
- (continued from above) Noubar B. Afeyan, Ph.D. ("Dr. Afeyan") is the sole director of Flagship Pioneering and may be deemed to have beneficial ownership of all the shares held by VentureLabs V, Flagship Pioneering VI, Flagship Opportunities Fund II and FPN Fund. In addition, Dr. Afeyan serves as the sole manager of Flagship V GP and is the sole member and manager of Nutritional LTP GP and may be deemed to have beneficial ownership of all the shares held by Flagship Fund V, Flagship Fund V Rx and Nutritional LTP. None of the Flagship General Partners nor Dr. Afeyan directly own any of the shares held by the Reporting Persons, and each of the Flagship General Partners and Dr. Afeyan disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.