Filing Details
- Accession Number:
- 0000855658-21-000178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-04 20:47:35
- Reporting Period:
- 2021-08-02
- Accepted Time:
- 2021-08-04 20:47:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644651 | Robert James Anderson | 5555 Ne Moore Court Hillsboro OR 97124 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-02 | 7,043 | $0.00 | 447,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 3,709 | $57.09 | 444,218 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-02 | 93,898 | $0.00 | 538,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 49,438 | $57.09 | 488,678 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Restricted Stock Unit (PRSU) | Disposition | 2021-08-02 | 93,898 | $0.00 | 93,898 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-02 | 7,043 | $0.00 | 7,043 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 526,853 | 2024-02-19 | No | 4 | M | Direct | |
| 380,046 | 2022-02-19 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
- Not applicable.
- Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
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