Filing Details
- Accession Number:
- 0001640147-21-000181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-04 20:02:05
- Reporting Period:
- 2021-08-02
- Accepted Time:
- 2021-08-04 20:02:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640147 | Snowflake Inc. | SNOW | Services-Prepackaged Software (7372) | 460636374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1821732 | William Christopher Degnan | C/O Snowflake Inc. 106 East Babcock Street, Suite 3A Bozeman MT 59715 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-07-12 | 7,669 | $0.00 | 97,078 | No | 5 | G | Direct | |
| Class A Common Stock | Acquisiton | 2021-08-02 | 6,555 | $0.74 | 103,633 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-08-02 | 19,008 | $1.41 | 122,641 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 500 | $262.35 | 122,141 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 1,900 | $263.60 | 120,241 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 3,351 | $264.51 | 116,890 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 2,900 | $265.81 | 113,990 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 3,392 | $266.88 | 110,598 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 4,558 | $267.92 | 106,040 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 5,200 | $268.81 | 100,840 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 2,200 | $269.77 | 98,640 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-08-02 | 1,562 | $270.56 | 97,078 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-02 | 6,555 | $0.00 | 6,555 | $0.74 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-02 | 19,008 | $0.00 | 19,008 | $1.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 116,445 | 2027-01-29 | No | 4 | M | Direct | |
| 216,639 | 2027-08-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 60,000 | Indirect | Trust |
| Class A Common Stock | 410,439 | Indirect | Trust |
Footnotes
- The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $262.02 to $262.89, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $263.07 to $264.01, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $264.10 to $265.01, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $265.27 to $266.27, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $266.30 to $267.30, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $267.31 to $268.28, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $268.32 to $269.30, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $269.39 to $270.38, inclusive.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $270.43 to $270.87, inclusive.
- The shares are held by The Degnan Gift Trust for which the Reporting Person's immediate family members are the beneficiaries.
- The shares are held by The Degnan Family Trust for which the Reporting Person is a trustee.
- The shares subject to the option are immediately exercisable and vest in 24 equal monthly installments beginning on November 1, 2019, subject to the Reporting Person's continuous service through each such vesting date.
- The shares subject to the option are immediately exercisable and vest in 52 equal monthly installments beginning on July 1, 2017, subject to the Reporting Person's continuous service through each such vesting date.
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