Filing Details
- Accession Number:
- 0001182489-11-000291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 12:57:34
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 12:57:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180173 | Littlefield Katherine Hagedorn | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-05-05 | 14,277 | $19.82 | 14,277 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-05-05 | 562 | $57.23 | 13,715 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 1,000 | $57.24 | 12,715 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 400 | $57.25 | 12,315 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 100 | $57.26 | 12,215 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 200 | $57.27 | 12,015 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 3,300 | $57.50 | 8,715 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 100 | $57.51 | 8,615 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 700 | $57.51 | 7,915 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 300 | $57.52 | 7,615 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 600 | $57.53 | 7,015 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 2,738 | $57.55 | 4,277 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 2,877 | $57.60 | 1,400 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 500 | $57.61 | 900 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 200 | $57.62 | 700 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 300 | $57.63 | 400 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 400 | $57.64 | 0 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-05-05 | 15,121 | $57.31 | 3,355,248 | No | 4 | S | Indirect | HPLP |
Common Shares | Disposition | 2011-05-06 | 40,887 | $57.62 | 3,314,361 | No | 4 | S | Indirect | HPLP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | HPLP |
No | 4 | S | Indirect | HPLP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (right to buy) | Disposition | 2011-05-05 | 14,277 | $0.00 | 14,277 | $19.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-07-28 | 2012-01-27 | No | 4 | M | Direct |
Footnotes
- Represents the sale for the account of Katherine Littlefield of a portion of her proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.
- Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.