Filing Details
- Accession Number:
- 0001437749-21-018542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-04 16:58:12
- Reporting Period:
- 2021-08-03
- Accepted Time:
- 2021-08-04 16:58:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
76267 | Park Aerospace Corp | PKE | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 111734643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253588 | E Brian Shore | Park Aerospace Corp. 1400 Old Country Road Westbury NY 11590 | Board Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-03 | 35,000 | $9.94 | 616,744 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-03 | 29,125 | $15.06 | 587,619 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Right to buy option | Disposition | 2021-08-03 | 35,000 | $0.00 | 35,000 | $9.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-10-05 | 2021-10-05 | No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 56,205 | Indirect | Brian Shore Trust u/w/o Cecile Shore Art VII.A.3 |
Common Stock | 56,205 | Indirect | Peter Shore Trust u/w/o Cecile Shore Art VII.A.3 |
Common Stock | 56,205 | Indirect | Robin Shore Trust u/w/o Cecile Shore Art VII.A.3 |
Common Stock | 85,427 | Indirect | Brian Shore Trust u/w/o Jerry Shore Art VII.A.3 |
Common Stock | 85,427 | Indirect | Peter Shore Trust u/w/o Jerry Shore Art VII.A.3 |
Common Stock | 85,427 | Indirect | Robin Shore Trust u/w/o Jerry Shore Art VII.A.3 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Right to buy option | $12.00 | 2013-10-24 | 2022-10-24 | 35,000 | 35,000 | Direct |
Common Stock | Right to buy option | $17.63 | 2015-02-26 | 2024-02-26 | 35,000 | 35,000 | Direct |
Common Stock | Right to buy option | $13.46 | 2016-03-02 | 2025-03-02 | 30,000 | 30,000 | Direct |
Common Stock | Right to buy option | $6.23 | 2017-01-12 | 2026-01-12 | 35,000 | 35,000 | Direct |
Common Stock | Right to buy option | $15.44 | 2020-05-07 | 2029-05-07 | 25,000 | 25,000 | Direct |
Common Stock | Right to buy option | $12.58 | 2021-04-09 | 2030-04-09 | 30,000 | 30,000 | Direct |
Common Stock | Right to buy option | $13.80 | 2022-04-02 | 2031-04-02 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-10-24 | 35,000 | 35,000 | Direct |
2024-02-26 | 35,000 | 35,000 | Direct |
2025-03-02 | 30,000 | 30,000 | Direct |
2026-01-12 | 35,000 | 35,000 | Direct |
2029-05-07 | 25,000 | 25,000 | Direct |
2030-04-09 | 30,000 | 30,000 | Direct |
2031-04-02 | 30,000 | 30,000 | Direct |
Footnotes
- The reporting person is the beneficiary and, with his siblings, Peter Shore and Robin Shore, co-trustee of the trusts.
- The reporting person in co-trustee of the trusts with his siblings, Peter Shore and Robin Shore, who are beneficiaries of the trusts. The reporting person disclaims beneficial ownership of the shares held by the trusts except to the extent of his pecuniary interest therein.
- Option is exercisable commencing on the date indicated, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on each of the succeding three anniversaries of such date.
- Shares sold to cover exercise price of the options exercised and the estimated taxes on the gain in order to achieve a cash neutral position.