Filing Details

Accession Number:
0001437749-21-018542
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-04 16:58:12
Reporting Period:
2021-08-03
Accepted Time:
2021-08-04 16:58:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
76267 Park Aerospace Corp PKE Aircraft Parts & Auxiliary Equipment, Nec (3728) 111734643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253588 E Brian Shore Park Aerospace Corp.
1400 Old Country Road
Westbury NY 11590
Board Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-03 35,000 $9.94 616,744 No 4 M Direct
Common Stock Disposition 2021-08-03 29,125 $15.06 587,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Right to buy option Disposition 2021-08-03 35,000 $0.00 35,000 $9.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-10-05 2021-10-05 No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56,205 Indirect Brian Shore Trust u/w/o Cecile Shore Art VII.A.3
Common Stock 56,205 Indirect Peter Shore Trust u/w/o Cecile Shore Art VII.A.3
Common Stock 56,205 Indirect Robin Shore Trust u/w/o Cecile Shore Art VII.A.3
Common Stock 85,427 Indirect Brian Shore Trust u/w/o Jerry Shore Art VII.A.3
Common Stock 85,427 Indirect Peter Shore Trust u/w/o Jerry Shore Art VII.A.3
Common Stock 85,427 Indirect Robin Shore Trust u/w/o Jerry Shore Art VII.A.3
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Right to buy option $12.00 2013-10-24 2022-10-24 35,000 35,000 Direct
Common Stock Right to buy option $17.63 2015-02-26 2024-02-26 35,000 35,000 Direct
Common Stock Right to buy option $13.46 2016-03-02 2025-03-02 30,000 30,000 Direct
Common Stock Right to buy option $6.23 2017-01-12 2026-01-12 35,000 35,000 Direct
Common Stock Right to buy option $15.44 2020-05-07 2029-05-07 25,000 25,000 Direct
Common Stock Right to buy option $12.58 2021-04-09 2030-04-09 30,000 30,000 Direct
Common Stock Right to buy option $13.80 2022-04-02 2031-04-02 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-10-24 35,000 35,000 Direct
2024-02-26 35,000 35,000 Direct
2025-03-02 30,000 30,000 Direct
2026-01-12 35,000 35,000 Direct
2029-05-07 25,000 25,000 Direct
2030-04-09 30,000 30,000 Direct
2031-04-02 30,000 30,000 Direct
Footnotes
  1. The reporting person is the beneficiary and, with his siblings, Peter Shore and Robin Shore, co-trustee of the trusts.
  2. The reporting person in co-trustee of the trusts with his siblings, Peter Shore and Robin Shore, who are beneficiaries of the trusts. The reporting person disclaims beneficial ownership of the shares held by the trusts except to the extent of his pecuniary interest therein.
  3. Option is exercisable commencing on the date indicated, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on each of the succeding three anniversaries of such date.
  4. Shares sold to cover exercise price of the options exercised and the estimated taxes on the gain in order to achieve a cash neutral position.