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Filing Details

Accession Number:: 0001415889-21-003791
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-04 16:48:02
Reporting Period:: 2021-08-02

Accepted Time:: 2021-08-04 16:48:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31462	Ecolab Inc.	ECL	Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840)	410231510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1471500	Christophe Beck	1 Ecolab Place St. Paul MN 55102	President & Ceo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-02	32,600	$71.54	80,706	No	4	M	Direct
Common Stock	Disposition	2021-08-02	18,900	$218.95	61,806	No	4	S	Direct
Common Stock	Disposition	2021-08-02	7,613	$219.81	54,193	No	4	S	Direct
Common Stock	Disposition	2021-08-02	100	$220.39	54,093	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-08-02	32,600	$71.54	32,600	$71.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-12-05	2022-12-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,288	Indirect	By Ecolab Savings Plan

Footnotes

The total number of shares sold by the reporting person of 26,613 is the sum of (a) the "sell-to-cover amount" (i.e., amount required to be sold to cover the option exercise price and withholding taxes) related to an employee stock option exercise and (b) one-half of the shares available after the sell-to-cover transaction, with the reporting person retaining the remaining 5,987 shares from his option exercise.
This transaction was executed in multiple trades at prices ranging from $218.350 to $219.340, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $219.360 to $220.350, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2021. Includes 41.579 UNITS acquired since the reporting person's last report. (The 1,288.399 UNITS are the equivalent of approximately 2,362 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.