Filing Details
- Accession Number:
- 0001872155-21-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-04 16:35:16
- Reporting Period:
- 2016-09-01
- Accepted Time:
- 2021-08-04 16:35:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1872155 | A. Roderick Schultz | 1155 Dairy Ashford Suit 425 Houston TX 77079 | Vice President And C.a.o. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-01 | 16,843 | $0.00 | 53,852 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2016-09-01 | 2,593 | $0.00 | 56,445 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-01 | 4,434 | $5.67 | 52,011 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-11-03 | 1,268 | $7.25 | 50,743 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-12-04 | 545 | $9.30 | 50,198 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-08-10 | 1,511 | $0.00 | 51,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-10 | 641 | $8.05 | 51,068 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-08-28 | 309 | $7.25 | 50,759 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-09-01 | 577 | $6.95 | 50,182 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-06 | 2,593 | $0.00 | 52,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-06 | 3,264 | $7.20 | 49,511 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-06 | 5,041 | $0.00 | 54,552 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-03-12 | 4,000 | $8.30 | 50,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-25 | 4,000 | $8.50 | 46,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-26 | 3,000 | $9.00 | 43,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-01 | 3,000 | $9.90 | 40,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-07-02 | 3,000 | $10.60 | 37,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-07-06 | 3,000 | $11.40 | 34,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-04 | 544 | $7.10 | 34,008 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-08-28 | 183 | $9.65 | 33,825 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-01 | 329 | $10.05 | 33,496 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-09-05 | 2,807 | $0.00 | 36,303 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-05 | 12,425 | $0.00 | 48,728 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-09-05 | 1,975 | $9.90 | 46,753 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-12-04 | 316 | $9.02 | 46,437 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-12-31 | 1,227 | $6.97 | 45,210 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-09-01 | 342 | $5.92 | 44,868 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-09-05 | 353 | $5.88 | 44,515 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Contingent Performance Stock Grant | Acquisiton | 2016-09-01 | 5,614 | $5.67 | 5,614 | $0.00 |
| Common Stock | Contingent Performance Stock Grant | Disposition | 2016-09-01 | 2,593 | $0.00 | 2,593 | $0.00 |
| Common Stock | Contingent Performance Stock Grant | Disposition | 2017-08-10 | 1,511 | $0.00 | 1,511 | $0.00 |
| Common Stock | Contingent Performance Stock Grant | Disposition | 2017-11-06 | 2,593 | $0.00 | 2,593 | $0.00 |
| Common Stock | Contingent Performance Stock Grant | Disposition | 2018-09-05 | 2,807 | $0.00 | 2,807 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,822 | 2020-09-01 | No | 4 | A | Direct | |
| 11,229 | 2019-12-04 | No | 4 | M | Direct | |
| 9,718 | 2018-08-28 | No | 4 | M | Direct | |
| 7,125 | 2019-12-04 | No | 4 | M | Direct | |
| 2,807 | 2020-09-01 | No | 4 | M | Direct |
Footnotes
- Award of Restricted Stock subject to vesting conditions specified in grant agreement.
- Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
- Pursuant to a 10b5-1 trading plan.
- Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.
- Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.
- Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
- Total includes expiration of Contingent Restricted Stock awards prior to this transaction.
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