Filing Details

Accession Number:
0001127602-21-023062
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-04 16:22:49
Reporting Period:
2021-08-02
Accepted Time:
2021-08-04 16:22:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
97745 Thermo Fisher Scientific Inc. TMO Measuring & Controlling Devices, Nec (3829) 042209186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387890 Mark Stevenson 168 Third Avenue
Waltham MA 02451
Executive Vice President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-02 14,550 $190.59 76,904 No 4 M Direct
Common Stock Acquisiton 2021-08-02 12,375 $157.68 89,279 No 4 M Direct
Common Stock Disposition 2021-08-02 1,500 $532.73 87,779 No 4 S Direct
Common Stock Disposition 2021-08-02 9,610 $533.74 78,169 No 4 S Direct
Common Stock Disposition 2021-08-02 5,909 $534.66 72,260 No 4 S Direct
Common Stock Disposition 2021-08-02 1,100 $535.64 71,160 No 4 S Direct
Common Stock Disposition 2021-08-02 3,565 $536.85 67,595 No 4 S Direct
Common Stock Disposition 2021-08-02 3,284 $537.76 64,311 No 4 S Direct
Common Stock Disposition 2021-08-02 700 $538.75 63,611 No 4 S Direct
Common Stock Disposition 2021-08-02 557 $540.69 63,054 No 4 S Direct
Common Stock Disposition 2021-08-02 200 $542.15 62,854 No 4 S Direct
Common Stock Disposition 2021-08-02 500 $543.56 62,354 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-08-02 14,550 $0.00 14,550 $190.59
Common Stock Stock Option (Right to Buy) Disposition 2021-08-02 12,375 $0.00 12,375 $157.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,650 2021-03-07 2024-09-07 No 4 M Direct
37,125 2024-02-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,320 Indirect By Grace S. Stevenson Irrevocable Trust
Common Stock 5,320 Indirect By Matthew L. Stevenson Irrevocable Trust
Common Stock 5,320 Indirect By Jack A. Stevenson Irrevocable Trust
Common Stock 22,100 Indirect By GRAT
Common Stock 29,959 Indirect By Stevenson 2010 Living Trust
Common Stock 477 Indirect By 401(k)
Footnotes
  1. Includes 52 shares acquired under the Issuer's employees' stock purchase plan on May 14, 2021.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.23 to $533.21, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7), (8), (9), (10), (11) and (12) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.25 to $534.20, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.25 to $535.24, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.26 to $536.09, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.25 to $537.22, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.25 to $538.16, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.26 to $539.24, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.25 to $541.07, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.82 to $542.47, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.325 to $543.71, inclusive.
  13. Between July 25, 2020 and August 2, 2021, the reporting person disposed .01 shares of TMO common stock under the TMO 401(k) plan.
  14. The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.