Filing Details
- Accession Number:
- 0001104659-21-099956
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-08-04 14:37:53
- Reporting Period:
- 2020-12-09
- Accepted Time:
- 2021-08-04 14:37:53
- Original Submission Date:
- 2020-12-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1086742 | W Robert Loren D | 1333 Broadway, 10Th Floor New York NY 10018 | Ceo & Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-09 | 18,380 | $1.06 | 1,411,722 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-10 | 21,244 | $1.07 | 1,432,966 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 607,317 | Indirect | See footnote |
Footnotes
- Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
Billionaire Hedge Funds
