Filing Details

Accession Number:
0001181431-11-028049
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-09 12:13:54
Reporting Period:
2010-11-12
Filing Date:
2011-05-09
Accepted Time:
2011-05-09 12:13:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511891 T Geoffrey Barker C/O Rpx Corporation
One Market Plaza, Suite 700
San Francisco CA 94105
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-12 128,535 $7.78 3,053,131 No 4 D Direct
Common Stock Disposition 2010-12-31 600,000 $0.00 600,000 No 4 G Indirect By GRAT
Common Stock Disposition 2011-05-09 210,000 $17.67 2,243,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 G Indirect By GRAT
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right To Buy) Acquisiton 2011-01-20 358,462 $0.00 358,462 $9.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
358,462 2021-01-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,453,131 Direct
Footnotes
  1. 300,000 shares held by Geoffrey T. Barker, Trustee of the Geoffrey T. Barker 2010 3-Year GRAT, Dated December 29, 2010 and 300,000 shares held by Anne Payne Barker, Trustee of the Anne Payne Barker 2010 3-Year GRAT, Dated December 29, 2010.
  2. Vests and becomes exercisable with respect to 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service after August 10, 2012.