Filing Details
- Accession Number:
- 0000899243-21-031448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-03 21:40:43
- Reporting Period:
- 2021-07-30
- Accepted Time:
- 2021-08-03 21:40:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1773751 | Hims & Hers Health Inc. | HIMS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140932 | A Norman Fogelsong | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1299965 | B Dennis Phelps | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1299975 | J Stephen Harrick | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1300134 | C Todd Chaffee | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1359524 | Sanford J Miller | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1640274 | Institutional Venture Partners Xv, L.p. | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1640275 | Institutional Venture Management Xv, Llc | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1661321 | Institutional Venture Partners Xv Executive Fund, L.p. | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1716992 | Institutional Venture Partners Xvi, L.p. | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1716997 | Institutional Venture Management Xvi, Llc | 2884 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-07-30 | 297 | $11.50 | 54,192 | No | 4 | X | Indirect | Held by Institutional Venture Partners XV Executive Fund, L.P. |
Class A Common Stock | Acquisiton | 2021-07-30 | 56,659 | $11.50 | 10,189,290 | No | 4 | X | Indirect | Held by Institutional Venture Partners XV, L.P. |
Class A Common Stock | Acquisiton | 2021-07-30 | 56,961 | $11.50 | 10,243,499 | No | 4 | X | Indirect | Held by Institutional Venture Partners XVI, L.P. |
Class A Common Stock | Disposition | 2021-07-30 | 218 | $0.00 | 53,974 | No | 4 | S | Indirect | Held by Institutional Venture Partners XV Executive Fund, L.P. |
Class A Common Stock | Disposition | 2021-07-30 | 41,532 | $0.00 | 10,147,758 | No | 4 | S | Indirect | Held by Institutional Venture Partners XV, L.P. |
Class A Common Stock | Disposition | 2021-07-30 | 41,753 | $0.00 | 10,201,746 | No | 4 | S | Indirect | Held by Institutional Venture Partners XVI, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | Held by Institutional Venture Partners XV Executive Fund, L.P. |
No | 4 | X | Indirect | Held by Institutional Venture Partners XV, L.P. |
No | 4 | X | Indirect | Held by Institutional Venture Partners XVI, L.P. |
No | 4 | S | Indirect | Held by Institutional Venture Partners XV Executive Fund, L.P. |
No | 4 | S | Indirect | Held by Institutional Venture Partners XV, L.P. |
No | 4 | S | Indirect | Held by Institutional Venture Partners XVI, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrant (right to buy) | Disposition | 2021-07-30 | 297 | $0.00 | 297 | $11.50 |
Class A Common Stock | Warrant (right to buy) | Disposition | 2021-07-30 | 56,659 | $0.00 | 56,659 | $11.50 |
Class A Common Stock | Warrant (right to buy) | Disposition | 2021-07-30 | 56,961 | $0.00 | 56,961 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
297 | 2021-01-20 | 2026-01-20 | No | 4 | X | Indirect |
56,659 | 2021-01-20 | 2026-01-20 | No | 4 | X | Indirect |
56,961 | 2021-01-20 | 2026-01-20 | No | 4 | X | Indirect |
Footnotes
- IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised.
- These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller, Eric Liaw, Somesh Dash and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.
- These shares are owned directly by Institutional Venture Partners XV, L.P. ("IVP XV"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller, Eric Liaw, Somesh Dash and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.
- These shares are owned directly by Institutional Venture Partners XVI, L.P. ("IVP XVI"), of which Institutional Venture Management XVI, LLC ("IVM XVI") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XVI are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller, Eric Liaw, Somesh Dash, and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.
- Represents shares of Class A Common Stock withheld in connection with the cashless exercises.