Filing Details
- Accession Number:
- 0000899243-21-031424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-03 21:11:33
- Reporting Period:
- 2021-08-02
- Accepted Time:
- 2021-08-03 21:11:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group Inc. | CG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220640 | Kewsong Lee | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-08-02 | 16,495 | $48.80 | 516,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,283,407 | Indirect | See Footnote |
Common Stock | 283,563 | Indirect | See Footnote |
Footnotes
- These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
- Reflects an adjustment to the number of shares directly owned by the reporting person that was inadvertently previously reported on the last Form 4 as 538,339 shares rather than 532,850 shares.
- Such shares of common stock are held in a grantor retained annuity trust.
- Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.