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Filing Details

Accession Number:: 0001104659-21-099595
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-03 17:59:04
Reporting Period:: 2021-07-30

Accepted Time:: 2021-08-03 17:59:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1856725	Rani Therapeutics Holdings Inc.	RANI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1794307	Isidoro Moreno Quiroga	Avenida Presidente Riesco 5711 Oficina 1603, Las Condes Santiago F3 7550000		No	No	Yes	No
1876412	Partnership Limited Investments Cone South	Avenida Presidente Riesco 5711 Oficina 1603, Las Condes Santiago F3 7550000		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-07-30	158,904	$11.25	5,431,654	No	4	P	Indirect	Shares indirectly held through Aequanimitas Limited Partnership
Class A Common Stock	Acquisiton	2021-08-03	2,727,273	$11.00	8,158,927	No	4	P	Indirect	Shares indirectly held through Aequanimitas Limited Partnership
Class A Common Stock	Acquisiton	2021-08-03	3,572,727	$11.00	11,731,654	No	4	P	Indirect	Shares indirectly held through South Lake One LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Shares indirectly held through Aequanimitas Limited Partnership
No	4	P	Indirect	Shares indirectly held through Aequanimitas Limited Partnership
No	4	P	Indirect	Shares indirectly held through South Lake One LLC

Footnotes

Aequanimitas Limited Partnership ("Aequanimitas") acquired 158,904 shares of the Issuer's Class A Common Stock in a single transaction in the open market at a price of $11.2525 per share of Class A Common Stock for an aggregate purchase price of $1,788,067.26.
In connection with the Issuer's initial public offering, Aequanimitas acquired, at a price of $11.00 per share of Class A Common Stock, 2,727,273 shares of the Issuer's Class A Common Stock for an aggregate purchase price of $30,000,003.
In connection with the Issuer's initial public offering, South Lake One LLC ("South Lake") acquired, at a price of $11.00 per share of Class A Common Stock, 3,572,727 shares of the Issuer's Class A Common Stock for an aggregate purchase price of $39,299,997.
Isidoro Quiroga Moreno indirectly controls Aequanimitas, which has sole voting power and sole dispositive power with respect to all of the shares of the Issuer's Class A Common Stock held by it. Aequanimitas is controlled by its general partner, South Lake Three LLC, which is wholly owned by South Cone Investments Limited Partnership ("South Cone"), which is controlled by its general partner Inversiones El Aromo Limitada ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).
Isidoro Quiroga Moreno indirectly controls South Lake, which has sole voting power and sole dispositive power with respect to all of the shares of the Issuer's Class A Common Stock held by it. South Lake is wholly owned by South Cone, which is controlled by its general partner El Aromo, which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).