Filing Details

Accession Number:
0001140361-21-026648
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 17:11:07
Reporting Period:
2021-08-02
Accepted Time:
2021-08-03 17:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
933136 Mr. Cooper Group Inc. COOP Finance Services (6199) 911653725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1081714 R Henry Kravis C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1081715 R George Roberts C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
2800 Sand Hill Road, Suite 200
Menlo Park CA 94025
No No No No
1404912 Kkr & Co. Inc. C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1472694 Llp Management Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1472698 L.p. Partnership Group Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1708947 J Christopher Harrington C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1743754 Kkr Group Holdings Corp. C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
1830572 Simon Greene C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
30 Hudson Yards
New York NY 10001
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-02 1,324,056 $33.25 0 No 4 S Indirect See footnotes
Common Stock Disposition 2021-08-02 9,749,189 $33.25 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2021-08-02 1,000,000 $27.89 838,802 $13.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Indirect
Footnotes
  1. Represents securities held directly by KKR Wand Holdings Corporation. The sole directors and holders of voting stock of KKR Wand Holdings Corporation are Christopher J. Harrington and Simon Greene, each of whom is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Group Partnership L.P. KKR Group Partnership L.P. owns 100% of the economic interest in KKR Wand Holdings Corporation.
  2. Represents securities held directly by KKR Wand Investors Corporation. The sole directors and holders of voting stock of KKR Wand Investors Corporation are Christopher J. Harrington and Simon Greene, each of whom is an executive of Kohlberg Kravis Roberts & Co. L.P., which is an affiliate of KKR Group Partnership L.P. KKR Wand Investors L.P. owns 100% of the economic interest in KKR Wand Investors Corporation. KKR Wand GP LLC is the general partner of KKR Wand Investors L.P. KKR Wand GP LLC is a wholly owned subsidiary of KKR Group Partnership L.P.
  3. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
  4. Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or that, for purposes of Section 16 of the Exchange Act or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  5. The Series A Convertible Preferred Stock is immediately convertible.
  6. The price per share of the Series A Convertible Preferred Stock is equal to a price of $33.25 per underlying share of Common Stock.