Filing Details

Accession Number:
0001783879-21-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 17:01:22
Reporting Period:
2021-07-30
Accepted Time:
2021-08-03 17:01:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783879 Robinhood Markets Inc. HOOD Security Brokers, Dealers & Flotation Companies (6211) 464364776
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1867437 Gretchen Howard C/O Robinhood Markets, Inc.
85 Willow Road
Menlo Park CA 94025
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-07-30 193,000 $34.32 219,300 No 4 S Direct
Common Stock Disposition 2021-08-02 219,300 $0.00 0 No 4 J Direct
Class A Common Stock Acquisiton 2021-08-02 219,300 $0.00 219,300 No 4 J Direct
Common Stock Disposition 2021-08-02 172,064 $0.00 0 No 4 J Indirect By Family Trust
Class A Common Stock Acquisiton 2021-08-02 172,064 $0.00 172,064 No 4 J Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Direct
No 4 J Direct
No 4 J Indirect By Family Trust
No 4 J Indirect By Family Trust
Footnotes
  1. This transaction was executed in multiple trades during the day at prices ranging from $33.29 to $35.30. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
  2. Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering.