Filing Details
- Accession Number:
- 0001783879-21-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-03 17:00:03
- Reporting Period:
- 2021-07-30
- Accepted Time:
- 2021-08-03 17:00:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1783879 | Robinhood Markets Inc. | HOOD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1705560 | Jr Martin Daniel Gallagher | C/O Robinhood Markets, Inc. 85 Willow Road Menlo Park CA 94025 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-07-30 | 193,100 | $35.19 | 67,830 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-08-02 | 67,830 | $0.00 | 0 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2021-08-02 | 67,830 | $0.00 | 67,830 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Footnotes
- This transaction was executed in multiple trades during the day at prices ranging from $33.52 to $36.22. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering.