Filing Details

Accession Number:
0001209191-21-049368
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 16:51:46
Reporting Period:
2021-08-03
Accepted Time:
2021-08-03 16:51:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1740279 In8Bio Inc. INAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1682638 Emily Fairbairn 10 Orinda View Road
Orinda CA 94563
Yes No Yes No
1832019 Transcend Partners Opportunity Fund Llc 10 Orinda View Road
Orinda CA 94563
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-03 83,124 $0.00 91,336 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-08-03 27,706 $0.00 27,706 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-08-03 3,222,485 $0.00 3,222,485 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-08-03 100,000 $10.00 3,322,485 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-08-03 75,588 $0.00 83,124 $0.00
Common Stock Series A Preferred Stock Disposition 2021-08-03 25,195 $0.00 27,706 $0.00
Common Stock Series A Preferred Stock Disposition 2021-08-03 2,930,332 $0.00 3,222,485 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, intoCommon Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon theclosing of the Issuer's initial public offering.
  2. The securities are held by Valley High Limited Partnership ("Valley High"). Emily Fairbairn is the sole managing partner of Valley High and hasvoting and investment power over the shares held by Valley High.
  3. The securities are held by Emily T. Fairbairn Roth IRA ("Roth IRA"). Emily Fairbairn exercises control over the Roth IRA, and as such, has votingand investment power over the shares held by the Roth IRA.
  4. The securities are held by Transcend Partners Opportunity Fund LLC ("Transcend"). Emily Fairbairn is the sole managing member of Transcendand has voting and investment power over the shares held by Transcend.