Home > Insider Trading > Filing (0000899243-21-031269)

Filing Details

Accession Number:: 0000899243-21-031269
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-03 16:31:32
Reporting Period:: 2021-07-30

Accepted Time:: 2021-08-03 16:31:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1794515	Zoominfo Technologies Inc.	ZI	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1475444	Tc Group Cayman Investment Holdings, L.p.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548636	L.p. Sub Holdings Investment Cayman Group Tc	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1766496	Tc Group Vi S1, L.p.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1766541	Tc Group Vi S1, L.l.c.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1791637	Tc Group Vi, L.p.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1791638	Tc Group Vi, L.l.c.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1802267	Carlyle Partners Vi Evergreen Holdings, L.p.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1802268	Carlyle Partners Vi Dash Holdings, L.p.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1813962	Cp Vi Evergreen Holdings, L.p.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-07-30	99,718	$0.00	99,718	No	4	C	Indirect	See footnotes
Class A Common Stock	Disposition	2021-07-30	90,083	$53.24	9,635	No	4	S	Indirect	See footnotes
Class A Common Stock	Disposition	2021-07-30	9,635	$53.68	0	No	4	S	Indirect	See footnotes
Class A Common Stock	Acquisiton	2021-08-02	259,715	$0.00	259,715	No	4	C	Indirect	See footnotes
Class A Common Stock	Disposition	2021-08-02	87,854	$54.32	171,861	No	4	S	Indirect	See footnotes
Class A Common Stock	Disposition	2021-08-02	171,861	$54.84	0	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	C	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class C Common Stock	Disposition	2021-07-30	99,718	$0.00	99,718	$0.00
Class A Common Stock	Class C Common Stock	Disposition	2021-08-02	259,715	$0.00	259,715	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
49,302,425			No	4	C	Indirect
49,042,710			No	4	C	Indirect

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	LLC Units of ZoomInfo Holdings LLC	$0.00			37,493,725	37,493,725	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	37,493,725	37,493,725	Indirect

Footnotes

Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").
Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.
Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.64 to $53.635. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.64 to $53.76. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.71 to $54.705. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.71 to $55.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.
The OpCo Units and an equal number of shares of Class B Common Stock together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.