Filing Details

Accession Number:
0001062993-21-006969
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 16:24:46
Reporting Period:
2021-06-18
Accepted Time:
2021-08-03 16:24:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315131 Phx Minerals Inc. PHX Crude Petroleum & Natural Gas (1311) 731055775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1666682 Edenbrook Capital, Llc 116 Radio Circle
Suite 202
Mount Kisco NY 10549
No No Yes No
1712127 Jonathan Brolin 116 Radio Circle
Suite 202
Mount Kisco NY 10549
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-08-02 50,000 $3.00 4,475,767 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Put Option (Obligation to Buy) Disposition 2021-06-18 3,500 $0.00 350,000 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-09-24 2021-06-18 No 4 E Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Put Option (Obligation to Buy) $2.50 2021-04-16 2021-11-19 210,000 2,100 Indirect
Class A Common Stock Put Option (Obligation to Buy) $2.50 2021-04-19 2021-11-19 210,000 2,100 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-19 210,000 2,100 Indirect
2021-11-19 210,000 2,100 Indirect
Footnotes
  1. The securities reported herein are held in the accounts of private funds. Edenbrook Capital, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such private funds. Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 for any other purpose.
  2. The private funds managed by Edenbrook Capital, LLC wrote 4,200 put option contracts expiring in November 2021 which provide that the private funds will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option.
  3. The private funds managed by Edenbrook Capital, LLC wrote 3,500 put option contracts that expired on June 18, 2021.