Filing Details

Accession Number:
0001209191-21-049304
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 16:15:43
Reporting Period:
2021-08-02
Accepted Time:
2021-08-03 16:15:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1333986 Equitable Holdings Inc. EQH Insurance Agents, Brokers & Service (6411) 585512450
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486195 J Jeffrey Hurd C/O Equitable Holdings, Inc.
1290 Avenue Of The Americas
New York NY 10104
Senior Evp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-02 15,000 $18.74 77,279 No 4 M Direct
Common Stock Disposition 2021-08-02 15,000 $31.30 62,279 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-08-02 15,000 $0.00 15,000 $18.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
299,833 2029-02-14 No 4 M Direct
Footnotes
  1. The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
  2. Includes restricted stock units.
  3. This transaction was executed in multiple trades at prices ranging from $31.0200 to $31.6100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The options vested/vest in three equal annual installments beginning on February 14, 2020.