Filing Details
- Accession Number:
- 0000901484-21-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-03 10:55:53
- Reporting Period:
- 2021-07-30
- Accepted Time:
- 2021-08-03 10:55:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 901484 | Patrizio Vinciarelli | C/O Vicor Corporation 25 Frontage Road Andover MA 01810 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-07-30 | 4,651 | $115.00 | 9,758,893 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-07-30 | 3,551 | $6.77 | 9,762,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-30 | 3,551 | $116.00 | 9,758,893 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-02 | 6,449 | $6.77 | 9,765,342 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 6,449 | $116.00 | 9,758,893 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-02 | 10,000 | $6.77 | 9,768,893 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 10,000 | $117.00 | 9,758,893 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-02 | 10,000 | $6.77 | 9,768,893 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 10,000 | $118.00 | 9,758,893 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-02 | 20 | $6.77 | 9,758,913 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 20 | $119.00 | 9,758,893 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2021-07-30 | 3,551 | $0.00 | 3,551 | $6.77 |
| Common Stock | Non Qualified Stock Option | Disposition | 2021-08-02 | 26,469 | $0.00 | 26,469 | $6.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 463,668 | 2024-07-21 | No | 4 | M | Direct | |
| 437,199 | 2024-07-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 102,712 | Indirect | See footnote |
Footnotes
- These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
- Remaining options will be fully vested on 7/21/2022.
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