Filing Details
- Accession Number:
- 0001127602-21-022816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-02 21:19:38
- Reporting Period:
- 2021-07-30
- Accepted Time:
- 2021-08-02 21:19:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660119 | L Tracy Skeans | 1441 Gardiner Lane Louisville KY 40213 | Coo And Cpo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-30 | 10,134 | $49.66 | 20,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-30 | 3,862 | $130.31 | 16,867 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-07-30 | 6,272 | $129.19 | 10,595 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-07-30 | 5,065 | $49.66 | 15,660 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-30 | 1,931 | $130.31 | 13,729 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-07-30 | 3,134 | $129.19 | 10,595 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-07-30 | 15,218 | $49.66 | 25,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-30 | 5,800 | $130.31 | 20,013 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-07-30 | 9,418 | $130.22 | 10,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2021-07-30 | 10,134 | $0.00 | 10,134 | $49.66 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-07-30 | 5,065 | $0.00 | 5,065 | $49.66 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-07-30 | 15,218 | $0.00 | 15,218 | $49.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,770 | 2026-02-05 | No | 4 | M | Direct | |
| 23,705 | 2026-02-05 | No | 4 | M | Direct | |
| 8,487 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,103 | Indirect | 401(k) Plan |
Footnotes
- Pursuant to 10b5-1 Plan
- Vesting occurs 25% per year beginning one year from grant date.
Billionaire Hedge Funds
