Filing Details

Accession Number:
0000899243-21-031104
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-02 20:12:23
Reporting Period:
2021-07-29
Accepted Time:
2021-08-02 20:12:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841387 Candel Therapeutics Inc. CADL Biological Products, (No Disgnostic Substances) (2836) 522214851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1873465 Christopher Martell C/O Candel Therapeutics, Inc.
117 Kendrick St., Suite 450
Needham MA 02494
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-29 283,514 $0.00 283,514 No 4 C Indirect By GTAM1 2012 ADV LLC
Common Stock Acquisiton 2021-07-29 125,000 $8.00 125,000 No 4 P Indirect By GTAM1 2012 LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By GTAM1 2012 ADV LLC
No 4 P Indirect By GTAM1 2012 LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2021-07-29 696,851 $0.00 283,514 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. These shares of Series B Preferred Stock were convertible at any time at the holder's election and automatically converted on a one-for-2.4579 basis into shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering ("IPO") without payment of additional consideration. The Series B Preferred Stock had no expiration date.
  2. Shares held by GTAM1 2012 ADV LLC, for which the Reporting Person serves as manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
  3. Shares held by GTAM1 2012 LLC, which is wholly owned by a trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.