Filing Details
- Accession Number:
- 0001484778-21-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-02 19:21:52
- Reporting Period:
- 2021-08-02
- Accepted Time:
- 2021-08-02 19:21:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484778 | Thredup Inc. | TDUP | Retail-Catalog & Mail-Order Houses (5961) | 264009181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1686789 | Upfront Iv Ancillary, L.p. | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1852894 | Upfront Ventures Management, Llc | 1314 7Th Street, Suite 600 Santa Monica CA 90401 | No | No | Yes | No | |
1852952 | Upfront Iv Ancillary Gp, Llc | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1852953 | Upfront Growth Ii, L.p. | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1852954 | Upfront Growth Gp Ii, Llc | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1852958 | Upfront Growth I, L.p. | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1852959 | Upfront Growth Gp I, Llc | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1852962 | Upfront Gp Iv, L.p. | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No | |
1853198 | Upfront Iv, L.p. | 1314 7Th Street Santa Monica CA 90401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-08-02 | 171,414 | $0.00 | 171,414 | No | 4 | C | Indirect | By Upfront Growth I, L.P. |
Class A Common Stock | Acquisiton | 2021-08-02 | 257,121 | $0.00 | 257,121 | No | 4 | C | Indirect | By Upfront Growth II, L.P. |
Class A Common Stock | Acquisiton | 2021-08-02 | 553,526 | $0.00 | 553,526 | No | 4 | C | Indirect | By Upfront IV, L.P. |
Class A Common Stock | Acquisiton | 2021-08-02 | 31,751 | $0.00 | 31,751 | No | 4 | C | Indirect | By Upfront IV Ancillary, L.P. |
Class A Common Stock | Disposition | 2021-08-02 | 171,414 | $23.16 | 0 | No | 4 | S | Indirect | By Upfront Growth I, L.P. |
Class A Common Stock | Disposition | 2021-08-02 | 257,121 | $23.16 | 0 | No | 4 | S | Indirect | By Upfront Growth II, L.P. |
Class A Common Stock | Disposition | 2021-08-02 | 553,526 | $23.16 | 0 | No | 4 | S | Indirect | By Upfront IV, L.P. |
Class A Common Stock | Disposition | 2021-08-02 | 31,751 | $23.16 | 0 | No | 4 | S | Indirect | By Upfront IV Ancillary, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Upfront Growth I, L.P. |
No | 4 | C | Indirect | By Upfront Growth II, L.P. |
No | 4 | C | Indirect | By Upfront IV, L.P. |
No | 4 | C | Indirect | By Upfront IV Ancillary, L.P. |
No | 4 | S | Indirect | By Upfront Growth I, L.P. |
No | 4 | S | Indirect | By Upfront Growth II, L.P. |
No | 4 | S | Indirect | By Upfront IV, L.P. |
No | 4 | S | Indirect | By Upfront IV Ancillary, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-08-02 | 171,414 | $0.00 | 171,414 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-08-02 | 257,121 | $0.00 | 257,121 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-08-02 | 553,526 | $0.00 | 553,526 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-08-02 | 31,751 | $0.00 | 31,751 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,542,727 | No | 4 | C | Indirect | ||
2,314,091 | No | 4 | C | Indirect | ||
4,981,748 | No | 4 | C | Indirect | ||
285,749 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.
- Upfront Growth GP I, LLC is the general partner of Upfront Growth I, L.P. ("Upfront Growth I"). Upfront Growth GP II, LLC is the general partner of Upfront Growth II, L.P. ("Upfront Growth II"). Upfront GP IV, L.P. is the general partner of Upfront IV, L.P. ("Upfront IV"). Upfront IV Ancillary GP, LLC is the general partner of Upfront IV Ancillary, L.P. ("Upfront IV Ancillary," and together with Upfront Growth I, Upfront Growth II and Upfront IV, the "Upfront Entities"). The Upfront Entities are managed by Upfront Ventures Management, LLC, which is controlled by Mark Suster and Yves Sisteron. Each of the Upfront Entities, their respective general partners, Upfront Ventures Management, LLC and Messrs. Suster and Sisteron disclaims beneficial ownership of the shares reported herein except to the extent of his or its respective pecuniary interest therein.
- Pursuant to an underwriting agreement and in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021, Upfront Growth I sold 171,414 shares of Class A Common Stock, Upfront Growth II sold 257,121 shares of Class A Common Stock, Upfront IV sold 553,526 shares of Class A Common Stock and Upfront IV Ancillary sold 31,751 shares of Class A Common Stock, each at a price per share of $23.1588 (after underwriting discounts and commissions). The Upfront Entities were selling stockholders in the registered public offering.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.