Filing Details
- Accession Number:
- 0001225208-21-010974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-02 09:42:05
- Reporting Period:
- 2021-07-29
- Accepted Time:
- 2021-08-02 09:42:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643244 | H. Alan Shaw | Three Commercial Place Norfolk VA 23510 | Evp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-07-29 | 2,760 | $94.17 | 31,399 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-07-29 | 2,720 | $104.23 | 34,119 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-07-29 | 2,550 | $69.83 | 36,669 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-07-29 | 1,900 | $75.14 | 38,569 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-07-29 | 570 | $256.91 | 37,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-07-29 | 1,118 | $256.97 | 36,881 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-07-29 | 1,552 | $258.14 | 35,329 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-07-29 | 1,699 | $256.90 | 33,630 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-07-29 | 1,761 | $256.94 | 31,869 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy, granted 2012) | Disposition | 2021-07-29 | 1,900 | $0.00 | 1,900 | $75.14 |
Common Stock | Option (right to buy, granted 2013) | Disposition | 2021-07-29 | 2,550 | $0.00 | 2,550 | $69.83 |
Common Stock | Option (right to buy, granted 2014) | Disposition | 2021-07-29 | 2,760 | $0.00 | 2,760 | $94.17 |
Common Stock | Option (right to buy, granted 2015) | Disposition | 2021-07-29 | 2,720 | $0.00 | 2,720 | $104.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-26 | 2022-01-25 | No | 4 | M | Direct |
0 | 2017-01-24 | 2023-01-23 | No | 4 | M | Direct |
0 | 2018-01-23 | 2024-01-22 | No | 4 | M | Direct |
0 | 2019-01-27 | 2025-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,747 | Indirect | By 401(k) Plan |
Footnotes
- Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.9000 to $257.0000, inclusive.
- Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of July 29, 2021, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.