Filing Details

Accession Number:
0001209191-21-048978
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-07-30 20:21:49
Reporting Period:
2021-07-02
Accepted Time:
2021-07-30 20:21:49
Original Submission Date:
2021-07-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366294 J Brian Sereda C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Senior Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-02 43,505 $0.00 345,542 Yes 4 A Direct
Common Stock Disposition 2021-07-02 21,570 $2.71 323,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
Yes 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,015 Indirect By The Sereda Family Trust
Footnotes
  1. Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under the Issuer's 2015 Performance Share Unit Plan.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
  3. The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.