Filing Details
- Accession Number:
- 0001209191-21-048749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-30 14:13:45
- Reporting Period:
- 2021-07-29
- Accepted Time:
- 2021-07-30 14:13:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
836147 | Middlefield Banc Corp | MBCN | State Commercial Banks (6022) | 341585111 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223983 | Ii R James Heslop | 15985 East High Street P. O. Box 35 Middlefield OH 44062 | Exec. Vice President/Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-07-29 | 300 | $24.05 | 1,536 | No | 4 | P | Indirect | held in IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | held in IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,479 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Conditional Stock Award | $22.50 | 2024-02-23 | 2,921 | 2,921 | Direct | |
Common Stock | Conditional Stock Award | $26.09 | 2023-02-25 | 2,422 | 2,422 | Direct | |
Common Stock | Conditional Stock Award | $21.22 | 2022-03-01 | 2,978 | 2,978 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-23 | 2,921 | 2,921 | Direct |
2023-02-25 | 2,422 | 2,422 | Direct |
2022-03-01 | 2,978 | 2,978 | Direct |
Footnotes
- Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
- Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
- Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.