Filing Details

Accession Number:
0001181431-11-027967
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-06 18:35:34
Reporting Period:
2011-05-04
Filing Date:
2011-05-06
Accepted Time:
2011-05-06 18:35:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216504 W Lewis Coleman 1840 Century Park East
Los Angeles CA 90067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-04 5,094 $64.82 0 No 4 S Direct
Common Stock Acquisiton 2011-05-04 1,641 $40.92 1,641 No 4 M Direct
Common Stock Disposition 2011-05-04 1,641 $64.86 0 No 4 S Direct
Common Stock Acquisiton 2011-05-04 1,641 $56.25 1,641 No 4 M Direct
Common Stock Disposition 2011-05-04 1,641 $64.85 0 No 4 S Direct
Common Stock Acquisiton 2011-05-04 1,641 $40.21 1,641 No 4 M Direct
Common Stock Disposition 2011-05-04 1,641 $64.83 0 No 4 S Direct
Common Stock Acquisiton 2011-05-04 3,281 $45.75 3,281 No 4 M Direct
Common Stock Disposition 2011-05-04 3,281 $64.83 0 No 4 S Direct
Common Stock Acquisiton 2011-05-04 3,281 $50.55 3,281 No 4 M Direct
Common Stock Disposition 2011-05-04 3,281 $64.83 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-04 1,641 $40.92 1,641 $40.92
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-04 1,641 $56.25 1,641 $56.25
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-04 1,641 $40.21 1,641 $40.21
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-04 3,281 $45.75 3,281 $45.75
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-04 3,281 $50.55 3,281 $50.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-05-21 2011-05-21 No 4 M Direct
0 2002-05-20 2012-05-20 No 4 M Direct
0 2003-05-27 2013-05-27 No 4 M Direct
0 2004-05-21 2014-05-21 No 4 M Direct
0 2005-05-20 2015-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,931 Indirect See footnote.
Footnotes
  1. Represents the weighted average sale price of $64.82 rounded to the nearest hundredths. The highest price at which the shares sold was $64.823 and the lowest price at which the shares sold was $64.811.
  2. Represents the weighted average sale price of $64.86 rounded to the nearest hundredths. The highest price at which the shares sold was $64.862 and the lowest price at which the shares sold was $64.860.
  3. Represents the weighted average sale price of $64.85 rounded to the nearest hundredths. The highest price at which the shares sold was $64.854 and the lowest price at which the shares sold was $64.850.
  4. Represents the weighted average sale price of $64.83 rounded to the nearest hundredths. The highest price at which the shares sold was $64.828 and the lowest price at which the shares sold was $64.823.
  5. Represents the weighted average sale price of $64.83 rounded to the nearest hundredths. The highest price at which the shares sold was $64.834 and the lowest price at which the shares sold was $64.831.
  6. Represents the weighted average sale price of $64.83 rounded to the nearest hundredths. The highest price at which the shares sold was $64.851 and the lowest price at which the shares sold was $64.811.
  7. Represents shares of common stock held in a stock unit account pursuant to the 1993 Stock Plan for Non-Employee Directors.
  8. Option was fully exercisable on grant date. There are no remaining options for this grant following this exercise.