Filing Details
- Accession Number:
- 0001181431-11-027967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-06 18:35:34
- Reporting Period:
- 2011-05-04
- Filing Date:
- 2011-05-06
- Accepted Time:
- 2011-05-06 18:35:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216504 | W Lewis Coleman | 1840 Century Park East Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-04 | 5,094 | $64.82 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 1,641 | $40.92 | 1,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-04 | 1,641 | $64.86 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 1,641 | $56.25 | 1,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-04 | 1,641 | $64.85 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 1,641 | $40.21 | 1,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-04 | 1,641 | $64.83 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 3,281 | $45.75 | 3,281 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-04 | 3,281 | $64.83 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 3,281 | $50.55 | 3,281 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-04 | 3,281 | $64.83 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-04 | 1,641 | $40.92 | 1,641 | $40.92 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-04 | 1,641 | $56.25 | 1,641 | $56.25 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-04 | 1,641 | $40.21 | 1,641 | $40.21 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-04 | 3,281 | $45.75 | 3,281 | $45.75 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-04 | 3,281 | $50.55 | 3,281 | $50.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-05-21 | 2011-05-21 | No | 4 | M | Direct |
0 | 2002-05-20 | 2012-05-20 | No | 4 | M | Direct |
0 | 2003-05-27 | 2013-05-27 | No | 4 | M | Direct |
0 | 2004-05-21 | 2014-05-21 | No | 4 | M | Direct |
0 | 2005-05-20 | 2015-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,931 | Indirect | See footnote. |
Footnotes
- Represents the weighted average sale price of $64.82 rounded to the nearest hundredths. The highest price at which the shares sold was $64.823 and the lowest price at which the shares sold was $64.811.
- Represents the weighted average sale price of $64.86 rounded to the nearest hundredths. The highest price at which the shares sold was $64.862 and the lowest price at which the shares sold was $64.860.
- Represents the weighted average sale price of $64.85 rounded to the nearest hundredths. The highest price at which the shares sold was $64.854 and the lowest price at which the shares sold was $64.850.
- Represents the weighted average sale price of $64.83 rounded to the nearest hundredths. The highest price at which the shares sold was $64.828 and the lowest price at which the shares sold was $64.823.
- Represents the weighted average sale price of $64.83 rounded to the nearest hundredths. The highest price at which the shares sold was $64.834 and the lowest price at which the shares sold was $64.831.
- Represents the weighted average sale price of $64.83 rounded to the nearest hundredths. The highest price at which the shares sold was $64.851 and the lowest price at which the shares sold was $64.811.
- Represents shares of common stock held in a stock unit account pursuant to the 1993 Stock Plan for Non-Employee Directors.
- Option was fully exercisable on grant date. There are no remaining options for this grant following this exercise.