Filing Details
- Accession Number:
- 0001493152-21-018113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-29 17:15:34
- Reporting Period:
- 2021-03-12
- Accepted Time:
- 2021-07-29 17:15:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467761 | Minim Inc. | MINM | Telephone & Telegraph Apparatus (3661) | 042621506 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1868826 | John Lauten | C/O Minim, Inc. 848 Elm Street Manchester NH 03101 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-12 | 15,000 | $1.00 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-12 | 15,000 | $2.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-10 | 12,000 | $1.00 | 12,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-10 | 12,000 | $2.81 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-03-12 | 15,000 | $1.00 | 15,000 | $1.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-10 | 12,000 | $1.00 | 12,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2022-11-12 | No | 4 | M | Direct | |
| 53,000 | 2022-11-12 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 80,000 shares, became exercisable in four equal installments beginning on May 12, 2020, which was the sixth month anniversary of the date on which the option was granted.
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