Filing Details
- Accession Number:
- 0001179110-21-007722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-29 16:29:14
- Reporting Period:
- 2021-07-28
- Accepted Time:
- 2021-07-29 16:29:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466538 | Cowen Inc. | COWN | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477552 | Stephen Lasota | Cowen Inc. 599 Lexington Avenue New York NY 10022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-07-28 | 1,433 | $40.00 | 237,163 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The shares of common stock were sold pursuant to a 10b5-1 trading plan.
Billionaire Hedge Funds
