Filing Details
- Accession Number:
- 0000927628-21-000249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-29 16:19:42
- Reporting Period:
- 2021-07-27
- Accepted Time:
- 2021-07-29 16:19:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528494 | Michael Slocum | 1680 Capital One Drive Mclean VA 22102 | President, Commercial Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-27 | 24,404 | $70.96 | 81,092 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-07-27 | 29,413 | $74.96 | 110,505 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-27 | 43,917 | $161.69 | 66,588 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-07-27 | 9,900 | $162.27 | 56,688 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-07-27 | 24,404 | $0.00 | 24,404 | $70.96 |
| Common Stock | Stock Options | Disposition | 2021-07-27 | 29,413 | $0.00 | 29,413 | $74.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-01-29 | No | 4 | M | Direct | |
| 0 | 2025-01-28 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.06 to $162.04. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.06 to $162.66. Information regarding the number of shares sold at each price will be provided upon request.
- This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter.
- This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.
Billionaire Hedge Funds
