Filing Details
- Accession Number:
- 0001398344-21-015028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-29 12:37:05
- Reporting Period:
- 2021-05-03
- Accepted Time:
- 2021-07-29 12:37:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1857314 | Forum Cre Income Fund | N/A | () | 862859042 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1859966 | Darren Fisk | C/O Forum Capital Advisors, Llc 240 Saint Paul Street, Suite 400 Denver CO 80206 | Chief Executive Officer | Yes | Yes | No | No |
1860041 | David Gerstenhaber | C/O Forum Capital Advisors, Llc 240 Saint Paul Street, Suite 400 Denver CO 80206 | Yes | No | No | No | |
1860053 | Marc Swerdlow | C/O Forum Capital Advisors, Llc 240 Saint Paul Street, Suite 400 Denver CO 80206 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class I Shares | Acquisiton | 2021-05-03 | 1,821,098 | $10.00 | 192,110 | No | 4 | P | Indirect | Fisk Investments, LLC |
Class I Shares | Acquisiton | 2021-05-03 | 57,235 | $10.00 | 5,723 | No | 4 | P | Indirect | Marion Avenue Limited Partnership |
Class I Shares | Acquisiton | 2021-05-03 | 1,268,279 | $10.00 | 126,828 | No | 4 | P | Indirect | GRE II, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Fisk Investments, LLC |
No | 4 | P | Indirect | Marion Avenue Limited Partnership |
No | 4 | P | Indirect | GRE II, LP |
Footnotes
- Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held.