Filing Details

Accession Number:
0001398344-21-015028
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-29 12:37:05
Reporting Period:
2021-05-03
Accepted Time:
2021-07-29 12:37:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1857314 Forum Cre Income Fund N/A () 862859042
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1859966 Darren Fisk C/O Forum Capital Advisors, Llc
240 Saint Paul Street, Suite 400
Denver CO 80206
Chief Executive Officer Yes Yes No No
1860041 David Gerstenhaber C/O Forum Capital Advisors, Llc
240 Saint Paul Street, Suite 400
Denver CO 80206
Yes No No No
1860053 Marc Swerdlow C/O Forum Capital Advisors, Llc
240 Saint Paul Street, Suite 400
Denver CO 80206
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class I Shares Acquisiton 2021-05-03 1,821,098 $10.00 192,110 No 4 P Indirect Fisk Investments, LLC
Class I Shares Acquisiton 2021-05-03 57,235 $10.00 5,723 No 4 P Indirect Marion Avenue Limited Partnership
Class I Shares Acquisiton 2021-05-03 1,268,279 $10.00 126,828 No 4 P Indirect GRE II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Fisk Investments, LLC
No 4 P Indirect Marion Avenue Limited Partnership
No 4 P Indirect GRE II, LP
Footnotes
  1. Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held.