Filing Details
- Accession Number:
- 0000855658-11-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-06 17:48:02
- Reporting Period:
- 2011-05-04
- Filing Date:
- 2011-05-06
- Accepted Time:
- 2011-05-06 17:48:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292289 | Wayne Byron Milstead | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Corp Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-04 | 1,400 | $0.00 | 6,793 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-04 | 496 | $6.79 | 6,297 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-05-05 | 16,668 | $2.32 | 22,965 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-05 | 16,668 | $6.68 | 6,297 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-05 | 8,125 | $1.98 | 14,422 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-05 | 8,125 | $6.68 | 6,297 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-05 | 8,125 | $0.00 | 8,125 | $1.98 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-05 | 16,668 | $0.00 | 16,668 | $2.32 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2011-05-04 | 1,400 | $0.00 | 1,400 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
81,250 | 2010-02-03 | 2016-11-03 | No | 4 | M | Direct |
83,346 | 2009-08-04 | 2015-08-04 | No | 4 | M | Direct |
7,000 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability.
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest on 8/4/2009. 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested on 8/4/2012.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on 8/4/2009 and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested on 8/4/2012.
- 22,400 Restricted Stock Units (RSUs) were granted on 8/4/08 and vest, in whole shares as follows: 25% of the RSU grant shall vest on 8/4/09, and an additional 6.25% of the RSUs vest on each three months thereafter until 100% of the RSU grant is vested on 8/4/2012.