Filing Details
- Accession Number:
- 0001209191-21-048362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-27 19:31:43
- Reporting Period:
- 2021-07-23
- Accepted Time:
- 2021-07-27 19:31:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1625641 | Cs Disco Inc. | LAW | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439921 | Krishna Srinivasan | C/O Cs Disco, Inc. 3700 N. Capital Of Texas Hwy., Suite 150 Austin TX 78746 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-07-23 | 4,756,690 | $0.00 | 5,709,409 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-07-23 | 2,000,000 | $0.00 | 2,000,000 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-07-23 | 655,412 | $0.00 | 655,412 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-07-23 | 896,816 | $0.00 | 896,816 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-07-23 | 201,931 | $0.00 | 201,931 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-07-23 | 750 | $32.00 | 700 | No | 4 | P | Indirect | By child |
Common Stock | Acquisiton | 2021-07-23 | 548 | $32.00 | 548 | No | 4 | P | Indirect | By child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | By child |
No | 4 | P | Indirect | By child |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2021-07-23 | 2,000,000 | $0.00 | 2,000,000 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-07-23 | 2,000,000 | $0.00 | 2,000,000 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-07-23 | 1,121,212 | $0.00 | 1,121,212 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2021-07-23 | 1,132,334 | $0.00 | 1,132,334 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2021-07-23 | 503,144 | $0.00 | 503,144 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2021-07-23 | 655,412 | $0.00 | 655,412 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2021-07-23 | 896,816 | $0.00 | 896,816 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2021-07-23 | 201,931 | $0.00 | 201,931 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E PreferredStock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, intoCommon Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon theclosing of the Issuer's initial public offering.
- The securities are directly held by LiveOak Venture Partners 1A, L.P. ("LVP 1A"). LOVP SBIC Management Services, LLC ("SBIC GP") is thegeneral partner of LVP 1A. The Reporting Person is a manager of SBIC GP and shares investment and voting power with respect to the sharesheld by LVP 1A. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP IA, except to the extent of hispecuniary interest therein, if any.
- The securities are directly held by LiveOak Venture Partners I, L.P. ("LVP I"). LOVP GP I, L.P. ("LOVP GP I") is the general partner of LVP I.LOVP Upper Tier GP I, LLC ("LOVPUT GP I") is the general partner of LOVP GP I. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LVP 1. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP I, except to the extent of his pecuniary interest therein, if any.
- The securities are directly held by LiveOak I Co-Invest L.P. ("LICI"). LOVP TDA GP, LP ("LOVP TDA GP") is the general partner of LICI.LOVPUT GP I is the general partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and votingpower with respect to the shares held by LICI. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI,except to the extent of his pecuniary interest therein, if any.
- The securities are directly held by LiveOak I Co-Invest II L.P. ("LICI II"). LOVP TDA GP is the general partner of LICI II. LOVPUT GP I is thegeneral partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect tothe shares held by LICI II. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI II, except to the extentof his pecuniary interest therein, if any.
- The securities are directly held by LiveOak I Co-Invest IV LP ("LICI IV"). LiveOak Co-Invest GP, LLC ("LICI GP") is the general partner of LICI IV.The Reporting Person is a manager of LICI GP and shares investment and voting power with respect to the shares held by LICI IV. TheReporting Person disclaims Section 16 beneficial ownership of the securities held by LICI IV, except to the extent of his pecuniary interesttherein, if any.