Filing Details

Accession Number:
0001209191-21-048362
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-27 19:31:43
Reporting Period:
2021-07-23
Accepted Time:
2021-07-27 19:31:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1625641 Cs Disco Inc. LAW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439921 Krishna Srinivasan C/O Cs Disco, Inc.
3700 N. Capital Of Texas Hwy., Suite 150
Austin TX 78746
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-23 4,756,690 $0.00 5,709,409 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-07-23 2,000,000 $0.00 2,000,000 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-07-23 655,412 $0.00 655,412 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-07-23 896,816 $0.00 896,816 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-07-23 201,931 $0.00 201,931 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-07-23 750 $32.00 700 No 4 P Indirect By child
Common Stock Acquisiton 2021-07-23 548 $32.00 548 No 4 P Indirect By child
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect By child
No 4 P Indirect By child
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-07-23 2,000,000 $0.00 2,000,000 $0.00
Common Stock Series A Preferred Stock Disposition 2021-07-23 2,000,000 $0.00 2,000,000 $0.00
Common Stock Series B Preferred Stock Disposition 2021-07-23 1,121,212 $0.00 1,121,212 $0.00
Common Stock Series C Preferred Stock Disposition 2021-07-23 1,132,334 $0.00 1,132,334 $0.00
Common Stock Series D Preferred Stock Disposition 2021-07-23 503,144 $0.00 503,144 $0.00
Common Stock Series D Preferred Stock Disposition 2021-07-23 655,412 $0.00 655,412 $0.00
Common Stock Series E Preferred Stock Disposition 2021-07-23 896,816 $0.00 896,816 $0.00
Common Stock Series F Preferred Stock Disposition 2021-07-23 201,931 $0.00 201,931 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E PreferredStock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, intoCommon Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon theclosing of the Issuer's initial public offering.
  2. The securities are directly held by LiveOak Venture Partners 1A, L.P. ("LVP 1A"). LOVP SBIC Management Services, LLC ("SBIC GP") is thegeneral partner of LVP 1A. The Reporting Person is a manager of SBIC GP and shares investment and voting power with respect to the sharesheld by LVP 1A. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP IA, except to the extent of hispecuniary interest therein, if any.
  3. The securities are directly held by LiveOak Venture Partners I, L.P. ("LVP I"). LOVP GP I, L.P. ("LOVP GP I") is the general partner of LVP I.LOVP Upper Tier GP I, LLC ("LOVPUT GP I") is the general partner of LOVP GP I. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LVP 1. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP I, except to the extent of his pecuniary interest therein, if any.
  4. The securities are directly held by LiveOak I Co-Invest L.P. ("LICI"). LOVP TDA GP, LP ("LOVP TDA GP") is the general partner of LICI.LOVPUT GP I is the general partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and votingpower with respect to the shares held by LICI. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI,except to the extent of his pecuniary interest therein, if any.
  5. The securities are directly held by LiveOak I Co-Invest II L.P. ("LICI II"). LOVP TDA GP is the general partner of LICI II. LOVPUT GP I is thegeneral partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect tothe shares held by LICI II. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI II, except to the extentof his pecuniary interest therein, if any.
  6. The securities are directly held by LiveOak I Co-Invest IV LP ("LICI IV"). LiveOak Co-Invest GP, LLC ("LICI GP") is the general partner of LICI IV.The Reporting Person is a manager of LICI GP and shares investment and voting power with respect to the shares held by LICI IV. TheReporting Person disclaims Section 16 beneficial ownership of the securities held by LICI IV, except to the extent of his pecuniary interesttherein, if any.