Filing Details
- Accession Number:
- 0000944075-21-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-27 17:22:37
- Reporting Period:
- 2021-07-23
- Accepted Time:
- 2021-07-27 17:22:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192160 | J Kevin Mills | 39700 Eureka Drive Newark CA 94560 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-23 | 2,000 | $1.20 | 158,657 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2021-07-23 | 10,000 | $2.36 | 168,657 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2021-07-23 | 12,000 | $14.08 | 156,657 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common Stock Option | Disposition | 2021-07-23 | 2,000 | $0.00 | 2,000 | $1.20 |
| Common | Common Stock Option | Disposition | 2021-07-23 | 10,000 | $0.00 | 10,000 | $2.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 201,757 | 2022-08-01 | No | 4 | X | Direct | |
| 191,757 | 2022-02-27 | No | 4 | X | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021 for the period of 6/16/2021 to 4/29/2022.
- Grant vested in 48 equal monthly installments commenced August 1, 2012.
- Grant vested in 48 equal monthly installments commenced February 27, 2012.
Billionaire Hedge Funds
