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Filing Details

Accession Number:: 0001209191-21-048262
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-26 21:35:29
Reporting Period:: 2021-07-26

Accepted Time:: 2021-07-26 21:35:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1845022	Couchbase Inc.	BASE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218581	T Edward Anderson	3250 Olcott Street Santa Clara CA 95094		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-07-26	2,402,147	$0.00	2,594,381	No	4	C	Indirect	By: North Bridge Venture Partners 7, L.P.
Common Stock	Acquisiton	2021-07-26	1,864,081	$0.00	1,946,459	No	4	C	Indirect	By: North Bridge Venture Partners VI, L.P.
Common Stock	Acquisiton	2021-07-26	94,791	$24.00	2,689,172	No	4	P	Indirect	By: North Bridge Venture Partners 7, L.P.
Common Stock	Acquisiton	2021-07-26	40,625	$24.00	1,987,084	No	4	P	Indirect	By: North Bridge Venture Partners VI, L.P.
Common Stock	Acquisiton	2021-07-26	31,250	$24.00	31,250	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By: North Bridge Venture Partners 7, L.P.
No	4	C	Indirect	By: North Bridge Venture Partners VI, L.P.
No	4	P	Indirect	By: North Bridge Venture Partners 7, L.P.
No	4	P	Indirect	By: North Bridge Venture Partners VI, L.P.
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2021-07-26	643,708	$0.00	643,708	$0.00
Common Stock	Series A Preferred Stock	Disposition	2021-07-26	643,708	$0.00	643,708	$0.00
Common Stock	Series B Preferred Stock	Disposition	2021-07-26	498,927	$0.00	498,927	$0.00
Common Stock	Series B Preferred Stock	Disposition	2021-07-26	498,927	$0.00	498,927	$0.00
Common Stock	Series C Preferred Stock	Disposition	2021-07-26	317,901	$0.00	317,901	$0.00
Common Stock	Series C Preferred Stock	Disposition	2021-07-26	317,901	$0.00	317,901	$0.00
Common Stock	Series D Preferred Stock	Disposition	2021-07-26	201,031	$0.00	201,031	$0.00
Common Stock	Series D Preferred Stock	Disposition	2021-07-26	86,156	$0.00	86,156	$0.00
Common Stock	Series E Preferred Stock	Disposition	2021-07-26	93,999	$0.00	98,962	$0.00
Common Stock	Series E Preferred Stock	Disposition	2021-07-26	40,285	$0.00	42,411	$0.00
Common Stock	Series F Preferred Stock	Disposition	2021-07-26	131,840	$0.00	131,840	$0.00
Common Stock	Series F Preferred Stock	Disposition	2021-07-26	56,502	$0.00	56,502	$0.00
Common Stock	Series G Preferred Stock	Disposition	2021-07-26	477,888	$0.00	509,778	$0.00
Common Stock	Series G Preferred Stock	Disposition	2021-07-26	204,809	$0.00	218,476	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration. Each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration. Each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration. The Preferred Stock had no expiration date.
The reportable securities are owned directly by North Bridge Venture Partners 7, L.P. ("NBVP 7"). North Bridge Venture Management 7, L.P. ("NBVM 7") is the sole general partner of NBVP 7, and NBVM GP, LLC ("NBVM GP") is the sole general partner of NBVM 7. Each of the Reporting Person, a member of the Issuer's board of directors, and Richard A. D'Amore are the managing members of NBVM GP (collectively, the "Managing Members") and may be deemed to have shared voting and dispositive power over the shares held by NBVP 7. Each of NBVM 7, NBVM GP and the Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI, and NBVM GP is the sole general partner of NBVM VI. The Managing Members are the managers of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP and the Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
In connection with the Issuer's initial public offering of Common Stock, NBVP 7 purchased additional shares of Common Stock from the underwriters at the initial public offering price as set forth herein.
In connection with the Issuer's initial public offering of Common Stock, NBVP VI purchased additional shares of Common Stock from the underwriters at the initial public offering price as set forth herein.
In connection with the Issuer's initial public offering of Common Stock, the Reporting Person purchased additional shares of Common Stock from the underwriters at the initial public offering price as set forth herein.