Filing Details

Accession Number:
0001415889-21-003715
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-26 18:07:56
Reporting Period:
2021-07-22
Accepted Time:
2021-07-26 18:07:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646649 Jonathan Sheena C/O Natera, Inc.
13011 Mccallen Pass Building A Suite 100
Austin TX 78753
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-22 187 $5.40 455,817 No 4 M Direct
Common Stock Acquisiton 2021-07-22 65 $9.59 455,882 No 4 M Direct
Common Stock Acquisiton 2021-07-22 400 $10.41 456,282 No 4 M Direct
Common Stock Acquisiton 2021-07-22 700 $9.29 456,982 No 4 M Direct
Common Stock Disposition 2021-07-22 887 $121.36 456,095 No 4 S Direct
Common Stock Disposition 2021-07-22 300 $122.36 455,795 No 4 S Direct
Common Stock Disposition 2021-07-22 165 $123.31 455,630 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-07-22 187 $0.00 187 $5.40
Common Stock Stock Option (right to buy) Disposition 2021-07-22 65 $0.00 65 $9.59
Common Stock Stock Option (right to buy) Disposition 2021-07-22 400 $0.00 400 $10.41
Common Stock Stock Option (right to buy) Disposition 2021-07-22 700 $0.00 700 $9.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,328 2024-12-09 No 4 M Direct
40,335 2026-04-07 No 4 M Direct
35,280 2027-06-08 No 4 M Direct
17,346 2028-03-08 No 4 M Direct
Footnotes
  1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.15 to $122.74 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.19 to $123.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The option shares vested fully and became exercisable on November 20, 2019.
  6. The option shares vested fully and became exercisable on April 1, 2020.
  7. The option shares vested fully and became exercisable on March 21, 2021.
  8. The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.