Filing Details
- Accession Number:
- 0001493152-21-017748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-26 16:00:16
- Reporting Period:
- 2021-07-23
- Accepted Time:
- 2021-07-26 16:00:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891417 | Nano Magic Holdings Inc. | NMGX | Coating, Engraving & Allied Services (3470) | 760273345 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1022732 | J Ronald Berman | 31601 Research Park Dr. Madison Heights MI 48071 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-07-23 | 29,432 | $0.00 | 816,381 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2021-07-23 | 29,431 | $0.00 | 29,431 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
834,739 | No | 4 | P | Indirect |
Footnotes
- Reporting person purchased for $27,411 an interest in an entity that owns the stock and warrants.
- Totals in column 5 of Table I and column 9 of Table II include shares owned directly and indirectly through PEN Comeback, LLC and PEN Comeback 2, LLC. Mr. Berman shares voting control of those entities with his son, Tom J. Berman, but disclaims beneficial ownership of the securities owned by those entities except to the extent of his pecuniary interest.
- Warrants are presently exercisable
- Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024.