Filing Details
- Accession Number:
- 0001580695-21-000213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-26 13:45:16
- Reporting Period:
- 2021-07-07
- Accepted Time:
- 2021-07-26 13:45:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890447 | Vertex Energy Inc. | VTNR | Petroleum Refining (2911) | 943439569 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458878 | L David Phillips | 1331 Gemini Street Suite 250 Houston TX 77058 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-07 | 60,000 | $2.08 | 145,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-07-07 | 60,000 | $1.26 | 205,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-15 | 72,172 | $9.00 | 132,828 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2021-07-07 | 60,000 | $0.00 | 60,000 | $2.08 |
| Common Stock | Stock Option | Disposition | 2021-07-07 | 60,000 | $0.00 | 60,000 | $1.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-07-07 | No | 4 | M | Direct | |
| 0 | 2026-12-13 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging between $9.04 and $9.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected.
- Options to purchase 15,000 shares vested on July 7, 2016, 2017, 2018 and 2019.
- Options to purchase 15,000 shares vested on December 13, 2017, 2018, 2019 and 2020.
Billionaire Hedge Funds
