Filing Details
- Accession Number:
- 0000950142-21-002439
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-07-26 12:02:11
- Reporting Period:
- 2021-07-23
- Accepted Time:
- 2021-07-26 12:02:11
- Original Submission Date:
- 2021-07-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1824403 | Roth Ch Acquisition Ii Co | ROCCU | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602273 | Adam Rothstein | C/O Roth Ch Acquisition Ii Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-07-23 | 25,979 | $9.64 | 119,189 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- An additional 25,000 shares of common stock were inadvertently included in the reporting person's ownership total in the Form 4 originally filed on July 23, 2021.