Filing Details
- Accession Number:
- 0001209191-21-047900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-23 10:06:35
- Reporting Period:
- 2021-07-09
- Accepted Time:
- 2021-07-23 10:06:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1854509 | Wilton Reassurance Co | 20 Glover Avenue Norwalk CT 06850 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 6.75% Notes Due 2031, $25.00 Denominations | Disposition | 2021-07-09 | 2,400 | $26.20 | 0 | No | 4 | S | Direct | |
| 6.75% Notes Due 2031, $25.00 Denominations | Disposition | 2021-07-13 | 431,225 | $26.20 | 0 | No | 4 | S | Direct | |
| 6.75% Notes Due 2031, $25.00 Denominations | Disposition | 2021-07-14 | 9,675 | $26.30 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes.
- The price reported reflects the sales price per note.
- The Notes were sold on the Reporting Person's behalf by a third-party discretionary investment manager.
Billionaire Hedge Funds
