Filing Details
- Accession Number:
- 0001578563-21-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-21 17:31:54
- Reporting Period:
- 2021-07-19
- Accepted Time:
- 2021-07-21 17:31:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1753162 | Fathom Holdings Inc. | FTHM | Real Estate Agents & Managers (For Others) (6531) | 821518164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1817237 | Joshua Harley | C/O Fathom Holdings Inc. 2000 Regency Parkway Suite 300 Cary NC 27518 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-07-19 | 2,460 | $26.60 | 3,220,360 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-07-20 | 2,705 | $27.13 | 3,217,655 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-07-21 | 3,911 | $27.05 | 3,213,744 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-07-21 | 2,324 | $27.66 | 3,211,420 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,700,000 | Indirect | See Footnote (7) |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
- The reported securities were sold in multiple transactions at prices ranging from $26.32 to $26.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.
- The reported securities were sold in multiple transactions at prices ranging from $26.51 to $27.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The reported securities were sold in multiple transactions at prices ranging from $26.40 to $27.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The reported securities were sold in multiple transactions at prices ranging from $27.40 to $28.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee.
Billionaire Hedge Funds
