Filing Details
- Accession Number:
- 0000899243-21-029231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-21 16:43:44
- Reporting Period:
- 2021-07-20
- Accepted Time:
- 2021-07-21 16:43:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1854401 | Bridge Investment Group Holdings Inc. | BRDG | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1870917 | Adam O'farrell | C/O Bridge Investment Group Holdings Inc 111 East Sego Lily Drive, Suite 400 Salt Lake City UT 84070 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-07-20 | 109,631 | $0.00 | 109,631 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2021-07-20 | 300 | $16.00 | 300 | No | 4 | P | Indirect | By daughter |
Class B Common Stock | Disposition | 2021-07-20 | 198,960 | $0.00 | 1,527,095 | No | 4 | D | Indirect | By Adam B. O'Farrell and Tracy K. O'Farrell Trust dtd May 9, 2019 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Indirect | By daughter |
No | 4 | D | Indirect | By Adam B. O'Farrell and Tracy K. O'Farrell Trust dtd May 9, 2019 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class A Units | Disposition | 2021-07-20 | 198,960 | $14.63 | 198,960 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,527,095 | No | 4 | D | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 760,950 | Indirect | By The O'Farrell Irrevocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class A Units | $0.00 | 760,950 | 760,950 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
760,950 | 760,950 | Indirect |
Footnotes
- Represents an award of restricted Class A Common Stock which will vest in three equal annual installments, with the first such annual installment vesting on July 20, 2024, subject to the Reporting Person's continued service with the Issuer through each vesting date.
- The Reporting Person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
- Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption and conversion of the Class A Units into shares of Class A Common Stock.
- The Class A Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis.
- As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the offering, the Issuer redeemed the Class A Units from the Reporting Person.