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Home > Insider Trading > Filing (0001718133-21-000001)

Filing Details

Accession Number:: 0001718133-21-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-21 16:30:57
Reporting Period:: 2021-07-21

Accepted Time:: 2021-07-21 16:30:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718133	Yogi John Spence	321 N. Clark Street Chicago IL 60054		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	Acquisiton	2021-07-21	127	$8.49	457,597	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2021-07-21	600	$8.50	458,197	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2021-07-21	1,500	$8.50	459,697	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2021-07-21	2,873	$8.50	462,570	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2021-07-21	4,400	$8.50	466,970	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2021-07-21	500	$8.50	500	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	474,223	Direct
Common Shares Of Beneficial Interest	10,205	Indirect	XA Investments LLC

Footnotes

Includes 7,252.042 shares acquired under the XFLT dividend reinvestment plan