Filing Details
- Accession Number:
- 0000899243-21-029105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-20 21:39:44
- Reporting Period:
- 2021-07-19
- Accepted Time:
- 2021-07-20 21:39:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380106 | Rapid Micro Biosystems Inc. | RPID | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253886 | G Patrick Enright | 2740 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No | |
1431159 | Juliet Bakker Tammenoms | 2740 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No | |
1527510 | Longitude Venture Partners Ii, L.p. | 2740 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No | |
1647491 | Longitude Capital Partners Ii, Llc | 2740 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No | |
1865779 | Longitude Prime Partners, Llc | 2740 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No | |
1865844 | Longitude Prime Fund, L.p. | 2740 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-07-19 | 3,344,038 | $0.00 | 3,407,952 | No | 4 | C | Indirect | Held by Longitude Venture Partners II, L.P. |
Class A Common Stock | Acquisiton | 2021-07-19 | 150,000 | $20.00 | 150,000 | No | 4 | P | Indirect | Held by Longitude Prime Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Held by Longitude Venture Partners II, L.P. |
No | 4 | P | Indirect | Held by Longitude Prime Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series A1 Preferred Stock | Disposition | 2021-07-19 | 8,774,007 | $0.00 | 1,754,801 | $0.00 |
Class A Common Stock | Series B1 Preferred Stock | Disposition | 2021-07-19 | 5,654,529 | $0.00 | 1,130,904 | $0.00 |
Class A Common Stock | Series C1 Preferred Stock | Disposition | 2021-07-19 | 2,291,665 | $0.00 | 458,333 | $0.00 |
Series A1 Preferred Stock | Series A1 Warrant | Disposition | 2021-07-19 | 2,500,000 | $0.00 | 2,500,000 | $0.01 |
Class A Common Stock | Common Stock Warrant | Acquisiton | 2021-07-19 | 500,000 | $0.00 | 500,000 | $0.05 |
Series B1 Preferred Stock | Series B1 Warrant | Disposition | 2021-07-19 | 645,160 | $0.00 | 645,160 | $0.01 |
Class A Common Stock | Common Stock Warrant | Acquisiton | 2021-07-19 | 129,032 | $0.00 | 129,032 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2027-07-24 | No | 4 | C | Indirect | |
500,000 | 2027-07-24 | No | 4 | C | Indirect | |
0 | 2028-01-17 | No | 4 | C | Indirect | |
129,032 | 2028-01-17 | No | 4 | C | Indirect |
Footnotes
- The securities are held directly by Longitude Venture Partners II, L.P. ("LVP II"). Longitude Capital Partners II, LLC, ("LCP II"), the general partner of LVP II, may be deemed to have voting and investment power with respect to the shares held by LVP II. Patrick G. Enright and Juliet Tammenoms Bakker are the managing members of LCP II and may be deemed to share voting and investment power over the shares held by LVP II. Each of LCP II, Mr. Enright and Ms. Tammenoms Bakker disclaim beneficial ownership of such securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interest therein.
- The securities are held directly by Longitude Prime Fund, L.P. ("LPF"). Longitude Prime Partners, LLC ("LPP"), the general partner of LPF, may be deemed to have voting and investment power with respect to the shares held by LPF. Mr. Enright and Ms. Tammenoms Bakker are the managing members of LPP and may be deemed to have voting, investment and dispositive power over the shares held by LPF. LPP and each of Mr. Enright and Ms. Tammenoms Bakker disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein.
- The Series A1 Preferred Stock, Series B1 Preferred Stock and Series C1 Preferred Stock (collectively, the "Preferred Stock") are convertible at any time, at the holder's election and have no expiration date. Each share of Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.
- The Issuer's Preferred Stock warrants automatically converted into warrants to purchase Common Stock immediately prior to the closing of the Issuer's initial public offering without payment or further consideration. The transaction is listed solely for the purpose of reporting the change in the shares underlying the warrants.
- Immediately exercisable.