Filing Details
- Accession Number:
- 0001104659-21-094124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-20 21:29:51
- Reporting Period:
- 2021-07-19
- Accepted Time:
- 2021-07-20 21:29:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1232582 | Ashford Hospitality Trust Inc | AHT | Real Estate Investment Trusts (6798) | 861062192 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464574 | Md J Benjamin Ansell | 14185 Dallas Parkway Suite 1200 Dallas TX 75254 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-06-15 | 5,596 | $0.00 | 6,457 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2021-07-19 | 5,300 | $16.87 | 10,300 | No | 4 | P | Indirect | By Ansell 2020 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | P | Indirect | By Ansell 2020 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,743 | Indirect | By Ansell Family Trust |
Common Stock | 153 | Indirect | By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Special Limited Partnership Units | $0.00 | 128 | 128 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
128 | 128 | Direct |
Footnotes
- On June 15, 2021, the Reporting Person transferred 5,596 shares of the Issuer's common stock to the Ansell Family Trust, a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Ansell Family Trust.
- The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on July 16, 2021.
- Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
- The LTIP Units do not have an expiration date.