Filing Details
- Accession Number:
- 0001104659-21-093670
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-07-19 21:02:01
- Reporting Period:
- 2021-01-14
- Accepted Time:
- 2021-07-19 21:02:01
- Original Submission Date:
- 2021-01-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1737953 | Replimune Group Inc. | REPL | Biological Products, (No Disgnostic Substances) (2836) | 822082553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1744425 | Pamela Esposito | C/O Replimune Group, Inc., 500 Unicorn Park Woburn MA 01801 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-14 | 20,000 | $1.01 | 195,994 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-14 | 20,000 | $45.02 | 175,994 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-15 | 29,273 | $1.01 | 205,267 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-15 | 29,273 | $43.58 | 175,994 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-19 | 5,727 | $1.01 | 181,721 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-19 | 600 | $43.24 | 181,121 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-19 | 5,127 | $42.38 | 175,994 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-14 | 20,000 | $0.00 | 20,000 | $1.01 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-15 | 29,273 | $0.00 | 29,273 | $1.01 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-19 | 5,727 | $0.00 | 5,727 | $1.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
108,203 | 2025-11-01 | No | 4 | M | Direct | |
78,930 | 2025-11-01 | No | 4 | M | Direct | |
73,203 | 2025-11-01 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on December 14, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
- The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.76. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Following the sales reported on this Form 4, the reporting person continues to beneficially own 175,994 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 458,852 shares of the Issuer's common stock, 284,936 of which are exercisable as of the date hereof. The original Form 4 filed on January 19, 2021 is being amended by this Form 4 solely to correct an administrative error, which misreported the total number of options held by the reporting person and the amount exercisable as of January 19, 2021.
- The reporting person was granted an option to purchase 149,203 shares of the Issuer's common stock on November 1, 2015. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.